On November 6th, the Supreme Court of British Columbia affirmed a British Columbia OIPC finding that a university was in possession and control of e-mails sent and received by a faculty member that the University claimed related to research. The Court nonetheless quashed the OIPC’s order to issue a decision in respect of the e-mails on the basis that they were not excluded from the public right of access.
The request was for e-mail correspondence between a faculty member and his research collaborator in Japan over a lengthy time period. The University denied the request based on the statutory exclusion for “research information” in British Columbia FIPPA – an exclusion meant to safeguard academic freedom.
On appeal to the OIPC, the University relied on an affidavit from the targeted professor that stated all of the requested communications were related to ongoing research. The affidavit also described the general nature of the communciations, but did not include an index.
The requester responded that the faculty member and his colleague from Japan “have collaborated on numerous formal complaints to TRU about Dr. Pyne’s professional work and behavior” and indicated that they were seeking correspondence that established an improper leak of related information by the faculty member to the colleague – an act of “professional activism.” The OPIC held that the records were under the University’s possession and control and that the University failed to meet its onus of establishing that they were excluded. It ordered it to make a decision as to their release under FIPPA.
The Court affirmed the OIPC’s possession and control finding, dismissing the University’s argument that academic freedom rendered the e-mails beyond its possession and control. The Court said:
[49] Much of TRU’s argument on both arms of the custody and control issue is an attempt to characterize the academic university setting as one in which ordinary analysis does not apply. The argument is that academic faculty members are special: they have academic freedom, which is to say, a protected sphere of individual autonomy, within which they are free from oversight and direction by the university, and their email correspondence within that sphere should be no more subject to disclosure under FIPPA than would be purely personal correspondence.
[50] Counsel for OIPC submits that both arms of TRU’s argument are analytically misplaced because, while FIPPA recognizes the importance of academic freedom, it does so under the aegis of the research information (or research materials) exception in s. 3(1)(e) (now s. 3(3)(i)). I agree with this submission. The research information exception makes room for TRU’s argument. It is unhelpful to have to deal with it separately as an argument about custody or control.
The suggestion in the last sentence above is that the existence of the statutory exclusion lends support to institutional possession and control – i.e., that academic freedom is protected by the exclusion but does not restrict a University’s ability to handle faculty records in processing requests.
The Court nonetheless quashed the OIPC’s order. It held that the University’s evidence established that at least some of the responsive e-mails were excluded, and that the resulting order to issue a decision in respect of all responsive records was over-broad. In making this finding, it held that the OPIC had a reasonable basis for doubting the faculty member’s “blanket assertion” given the competing evidence about “professional activism.”
IMHO the University’s affidavit ought to have carried the day. It may make sense to require better, more particular evidence to support an exclusion claim when the claimant’s evidence is rebutted, but I don’t believe it was rebutted in this case. The only assertion by the requester is that the set of responsive e-mails likely contained information about a research misconduct matter, and research misconduct is typically treated as within the scope of academic freedom and subject to academic self governance and freedom.
All About Information 